Max Mitchell Brouard

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 03/2019
  J.P. Morgan Securities Llc
  New York, NY
• 03/2019 → 01/2024
  Personal Capital Advisors Corporation
  Westport, CT
• 04/2023 → 01/2024
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 02/2024 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2023-04-03 → 2024-02-22
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 2019-03-19 → 2023-04-03
  Personal Capital Advisors Corporation
  Jersey City, NJ
  Greenwood Village, CO
  Katonah, NY
  Westport, CT
• 2016-07-19 → 2019-03-14
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2016-07-15
• S63 Uniform Securities Agent State Law Examination
  2011-01-19

Other Names

• Max M Brouard