Daniel Ryan Milligan

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2013-03-07

NC RA
APPROVED

Since 2013-03-07

Branch Locations

6235 Carnegie Blvd, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Llc	Bakersfield	CA	07/2011	Present
C.S.U.B.	Bakersfield	CA	09/2010	Present
John Barnes	Charlotte	NC	10/2013	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	10/2013	Present

07/2011 → Present

Northwestern Mutual Investment Services, Llc

Bakersfield, CA
09/2010 → Present

C.S.U.B.

Bakersfield, CA
10/2013 → Present

John Barnes

Charlotte, NC
10/2013 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

1. OWNER, BPM HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 08/08/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 2. OWNER, DANIEL MILLIGAN, LLC, LEGAL ENTITY, START DATE: 08/08/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-13

S66 Uniform Combined State Law Examination

2012-07-13

View on SEC IAPD