Caleb W Harty

Current Employers

Employment History

• 01/2011 → Present
  Nylife Securities Llc
  Waltham, MA
• 12/2010 → Present
  New York Life Insurance Company
  Waltham, MA
• 07/2015 → Present
  Eagle Strategies Llc
  Waltham, MA
• 12/2016 → 04/2017
  Harty Financial & Insurance Services
  Middleton, MA
• 04/2017 → Present
  Harty Financial
  Middleton, MA

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 201 JONES RD. 5TH FLOOR, WALTHAM MA 02451; START DATE 01/2014; ROLE/TITLE: OWNER; INVESTMENT RELATED; 20 HOURS PER MONTH; 20 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF HARTY FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; MIDDLETON, MA; START DATE: 04/2017] [Red Cross Volunteer; Volunteering with the Red Cross at events like the Boston Marathon, first aid stations.; 101 Station Landing Suite 510, Medford, MA 02155; Start Date 01/2019; Role/Title: Volunteer; Not Investment Related; 5 hours per month; 2 hours per month during securities trading hours] [Special Needs Map LLC-Special Needs Calculator Tool; specialneedsmap.com- fee for attorneys, non NYL financial advisors, etc.; 189 N Main St Suite 204A Middleton MA 01949; Start Date 04/2021; Role/Title: Owner; Investment Related; 4 hours per month; 3 hours per month during securities trading hours] [Andover Cider Co (LLC); Obtain farmer's winery license through the state to make small batches of hard apple cider in my barn and wholesale to local restaurants.; 68 Morton St Andover MA 01810; Start Date 04/2022; Role/Title: Owner; Not Investment Related; 3 hours per month; 2 hours per month during securities trading hours][NOLS Alumni Advisory Council; NOLS is an ourdoor education school; 284 Lincoln St, Lander WY 82520; Start Date 09/2025; Role/Title: Advisory Council member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours; annual trip to meeting in WY for a couple of days,, sub-committee via Zoom in between]

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-06-18
• S63 Uniform Securities Agent State Law Examination
  2011-04-08

Other Names

• Caleb Harty