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Louis Ferriello

J.P. Morgan Securities LLC

New City, NY

CRD 5873783

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-25
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

316 South Main Street, New City, NY 10956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New City NY 10/2012 Present
Slider Sports Seats, Inc. Nyack NY 10/2017 Present
We Eat, Llc. Nyack NY 10/2021 05/2023
Jpmorgan Chase Bank, N.A. New City NY 10/2012 Present
  • 10/2012 → Present
    New City, NY
  • 10/2017 → Present
    Slider Sports Seats, Inc.
    Nyack, NY
  • 10/2021 → 05/2023
    We Eat, Llc.
    Nyack, NY
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    New City, NY
Previous Registrations
  • 2011-12-23 → 2012-10-01
    Chase Investment Services Corp.
    New City, NY
    New City, NY
  • 2011-04-18 → 2011-09-20
    Jersey City, NJ
Other Businesses

Entity Name: Slider Sports Seats, Inc. Investment related: No Address: NYACK,New York Nature of the other business: Consulting Position/Title/Relationship: Owner/Partner Start Date: 10/25/2017 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Manufacturing Consultant - Product Vision

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-16
  • S66 Uniform Combined State Law Examination
    2011-04-16
Other Names
  • Louis Eric Ferriello

View on SEC IAPD

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