Tracy Elizabeth Berglund

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-12-07
WI	RA	APPROVED	2011-12-19

TX RA
APPROVED_RES

Since 2015-12-07
WI RA
APPROVED

Since 2011-12-19

Branch Locations

400 Second St S, Hudson, WI 54016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	Hudson	WI	02/2011	Present
Thrivent Financial For Lutherans	Appleton	WI	07/2011	Present

02/2011 → Present

Thrivent Investment Management Inc

Hudson, WI
07/2011 → Present

Thrivent Financial For Lutherans

Appleton, WI

Other Businesses

HUDSON HOUSING AUTHORITY POSITION: Board Member NATURE: Hudson Housing Authority with the City of Hudson, is a government authority that works with housing for lower income adults and families specifically at the 1015 2nd Street Property. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 1015 2nd STreet, Hudson WI 54016, United States DESCRIPTION: Attend monthly meetings and discuss housing issues for low income persons.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-12-16
S63	Uniform Securities Agent State Law Examination	2011-06-16

S65 Uniform Investment Adviser Law Examination

2011-12-16
S63 Uniform Securities Agent State Law Examination

2011-06-16