Best Investors
Account
Sign in
Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2012-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Doylestown | PA | 04/2012 | Present |
| Bank Of America, N.A. | Doylestown | PA | 07/2012 | Present |
I*: 920247 Entity Type: Entity Charitable Name of OBA: Cancer Support Community of Greater Philadelphia Address: Warminster, Pa 18974 Investment Related: n Position, Title, Association: Committee,Board Member,Officer Employee Start Date: 08/01/2022 No Hours: 10hr/mo No Hours during trading:n Duties: Program service includes healthy lifestyle, Support, education, and social programs for children, teens and adults with any Cancer at any stage of the disease. This includes workshops, support groups, and educational sessions to help inform about cancer and it's social and emotional impact. I became Board Secretary, and therefore a member of the Executive Committee, for a term from January 2024 to December 2025. In that role I handle minutes of meetings, manage communication among the board members, maintain calendars.I am also a Board member, and participate on the Governance and Fundraising Committees. I participate on the Governance Committee, helping with oversight of the organization with respect to its bylaws and non-profit rules and best practices. I participate in Fundraising activities for the organization - helping to plan and implement events and campaigns.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-03 |
Reach out to this advisor