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Catherine Mericka

Rbc Capital Markets, LLC

Atlanta, GA

Atlanta, GA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-08-23
TX RA APPROVED 2023-08-21
  • GA RA
    APPROVED
    Since 2023-08-23
  • TX RA
    APPROVED
    Since 2023-08-21

Branch Locations

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 01/2012 08/2023
Rbc Capital Markets, Llc Atlanta GA 08/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-27
  • S66 Uniform Combined State Law Examination
    2015-04-27
Designations
Other Names
  • Catherine Mericka
  • Catherine Mericka Combs
  • Catherine Ashley Mericka

View on SEC IAPD

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