Steven J Perrmann

Current Employers

Employment History

• 01/2011 → 07/2017
  National Planning Corporation
  St. Louis, MO
• 07/2017 → 07/2022
  Kalos Capital
  Alpharetta, GA
• 07/2017 → 07/2022
  Kalos Management
  Alpharetta, GA
• 07/2022 → Present
  Madison Avenue Securities
  San Diego, CA
• 07/2022 → 08/2022
  Ae Wealth Management Llc
  Topeka, KS
• 08/2025 → Present
  Transce3Nd Llc
  Buda, TX

Previous Registrations

• 2017-07-07 → 2022-08-01
  Kalos Management
  Ponte Vedra Beach, FL
  Sunset Hills, MO
• 2011-09-01 → 2017-07-10
  National Planning Corporation
  Wildwood, MO
  St. Louis, MO

Other Businesses

1) E3 WEALTH POSITION: Private Wealth Advisor, Senior Partner NATURE: Conduct education and investment advisory activities as a part of e3 Wealth. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 01/01/2011 ADDRESS: 906 S. Kirkwood Rd., Kirkwood, MO 63122: DESCRIPTION: Hold meetings with prospects and clients. Collect prospect/client information, goals and objectives for the purpose of creating investment, fixed insurance and/or life insurance solutions for prospects and clients. Perform client reviews. 2) FIXED & LIFE INSURANCE BUSINESS POSITION: Agent/Rep NATURE: Fixed Insurance and Life Insurance Business for policies provided through multiple insurance companies. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2011 ADDRESS: 906 S. Kirkwood Rd., Kirkwood, MO, 63122 DESCRIPTION: Provide fixed insurance or life insurance education and product solutions to prospects and clients when appropriate for their goals and objectives. 3.) STEVE PERRMANN PROJECT; NOT INVESTMENT RELATED; ADDRESS: ALBANS, MO 63073; NATURE: PERSONAL MUSIC, WRITE AND RECORD MUSIC ; START DATE 1990 4.) Name: Arch Financial Services; Address: 8084 Watson Road, Saint Louis, MO 63119; Investment Related: Yes; Position: Financial Professional; Duties: To provide investment, annuity, and insurance to prospective clients; Hours Per Week; 20 Hours; Start Date: 5/1/2024 5.) Name: Synergistic Wealth Solutions, LLC; Investment Related: Yes; Address: 236 Merlot Lane, St. Albans, MO 63073; Nature of the Business: This LLC is used only as my legal entity and tax-reporting entity and to pay all business-related expenses. I do not use this for any marketing purposes; Position: Owner; Hours Per Week: 60 Hours; Start Date: 2/11/2015 6.) Name: Transce3nd; Investment Related: Yes; Address: 835 Main Street, Building 200, Buda TX 78610; Nature of the Business: Provide assets under management investment services; Position: Investment Advisor Representative; Hours Per Week: As required based on client needs; Start Date: 8/25/2025

Exams

• S66 Uniform Combined State Law Examination
  2011-08-29