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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-07 |
| AZ | RA | APPROVED | 2019-02-26 |
| CA | RA | APPROVED | 2019-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 09/2014 | 12/2016 |
| Bank Of America, N.A. | Chandler | AZ | 09/2014 | 12/2016 |
| Lpl Financial Llc | Scottsdale | AZ | 01/2017 | 02/2019 |
| Desert Schools Credit Union | Scottsdale | AZ | 01/2017 | Present |
| Raymond James Financial Services, Inc. | Gilbert | AZ | 02/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Gilbert | AZ | 02/2019 | Present |
| Desert Financial Credit Union | Gilbert | AZ | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-04 |
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