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Mark Anthony Thomas Taverno

Mml Investors Services, LLC

State College, PA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-25
PA RA APPROVED 2019-10-08
  • TX RA
    APPROVED_RES
    Since 2021-08-25
  • PA RA
    APPROVED
    Since 2019-10-08

Branch Locations

3949 South Atherton Street, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade St Louis MO 02/2014 02/2018
Td Ameritrade, Inc/Td Ameritrade Investment Management Llc State College PA 02/2018 09/2019
Massmutual Life Insurance Co State College PA 09/2019 Present
Mml Investors Services, Llc State College PA 09/2019 Present
  • 02/2014 → 02/2018
    Scottrade
    St Louis, MO
  • 02/2018 → 09/2019
    Td Ameritrade, Inc/Td Ameritrade Investment Management Llc
    State College, PA
  • 09/2019 → Present
    Massmutual Life Insurance Co
    State College, PA
  • 09/2019 → Present
    Mml Investors Services, Llc
    State College, PA
Previous Registrations
  • 2018-02-27 → 2019-09-11
    Td Ameritrade, Inc.
    State College, PA
  • 2018-02-26 → 2019-09-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    State College, PA
  • 2017-08-12 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-12
S63 Uniform Securities Agent State Law Examination 2011-08-16
  • S66 Uniform Combined State Law Examination
    2017-08-12
  • S63 Uniform Securities Agent State Law Examination
    2011-08-16

View on SEC IAPD

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ROBERT JOHN HINSON
JENNIFER A NEWMAN

Other Offices

VICUS CAPITAL, INC. · STATE COLLEGE, PA
VICUS CAPITAL, INC. · STATE COLLEGE, PA
VICUS CAPITAL, INC. · State College, PA
VICUS CAPITAL, INC. · State College, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · STATE COLLEGE, PA
NESTLERODE & LOY, INC. · STATE COLLEGE, PA
NESTLERODE & LOY, INC. · STATE COLLEGE, PA
ABUNDANCE WEALTH COUNSELORS, LLC · STATE COLLEGE, PA

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