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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-02-23
SC RA APPROVED 2026-02-10
FL RA APPROVED 2023-04-14
CT RA APPROVED 2023-04-13
NJ RA APPROVED 2023-04-13
NY RA APPROVED 2023-04-13
PA RA APPROVED 2023-04-13
  • OR RA
    APPROVED
    Since 2026-02-23
  • SC RA
    APPROVED
    Since 2026-02-10
  • FL RA
    APPROVED
    Since 2023-04-14
  • CT RA
    APPROVED
    Since 2023-04-13
  • NJ RA
    APPROVED
    Since 2023-04-13
  • NY RA
    APPROVED
    Since 2023-04-13
  • PA RA
    APPROVED
    Since 2023-04-13

Branch Locations

1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States

275 South Main Street, New City, NY 10956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Princeton NJ 10/2011 01/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2018 02/2021
Northwestern Mutual Investment Services Llc Princeton NJ 01/2018 02/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2018 02/2021
Alexander Sachariah, Financial Advisor At Northwestern Mutual Red Bank NJ 03/2021 03/2023
Td Bank N.A. Ramsey NJ 04/2023 Present
Td Private Client Wealth Llc Ramsey NJ 04/2023 Present
  • 10/2011 → 01/2018
    Merrill Lynch
    Princeton, NJ
  • 01/2018 → 02/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2018 → 02/2021
    Princeton, NJ
  • 02/2018 → 02/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2021 → 03/2023
    Alexander Sachariah, Financial Advisor At Northwestern Mutual
    Red Bank, NJ
  • 04/2023 → Present
    Td Bank N.A.
    Ramsey, NJ
  • 04/2023 → Present
    Ramsey, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-12
S63 Uniform Securities Agent State Law Examination 2011-05-02
  • S65 Uniform Investment Adviser Law Examination
    2011-12-12
  • S63 Uniform Securities Agent State Law Examination
    2011-05-02
Designations
Other Names
  • John Sachariah

View on SEC IAPD

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