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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-22 |
Branch Locations
14180 North Dallas Pkwy Suite 425, Dallas, TX 75254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Dallas | TX | 12/2008 | 07/2023 |
| Mml Investor Services Llc | Dallas | TX | 02/2012 | 07/2023 |
| Spectrum Strategies, L.L.C. | Dallas | TX | 01/2020 | 07/2023 |
| New York Life Insurance Company | Dallas | TX | 07/2023 | 06/2026 |
| Nylife Securities Llc | Dallas | TX | 07/2023 | 06/2026 |
| Eagle Strategies Llc | Dallas | TX | 07/2023 | 06/2026 |
| Wood Legacy Group, Llc | Dallas | TX | 07/2023 | 06/2026 |
| Lpl Financial | Dallas | TX | 06/2026 | Present |
1. 06/2026 - Mass Mutual financial Group - Non-Variable Insurance - Inv Related – 1 Hour(s)/Month – 1 Hour(s) During Trading – Dallas, TX, 75244 – OBA Start Date: 03/02/2009 2. 06/2026 - Spectrum Wealth Strategies, LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Dallas, TX, 75240 – OBA Start Date: 6/22/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-03 |
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