Best Investors Account Sign in
Current Employers
Adhesion Wealth Advisor Solutions

2825 South Blvd Suite 500, Charlotte, NC 28209 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-04-22
  • MA RA
    APPROVED
    Since 2024-04-22

Branch Locations

2825 South Blvd Suite 500, Charlotte, NC 28209 • United States

Merrimac, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Merrimac MA 03/2016 02/2019
Osaic Wealth Inc Jersey City NJ 02/2019 12/2019
Wealthforge Securities Richmond VA 07/2021 04/2022
Self Merrimac MA 01/2020 07/2021
Adhesion Wealth Advisor Solutions Merrimac MA 10/2022 Present
Self Merrimac MA 04/2022 10/2022
Previous Registrations
  • 2019-06-04 → 2019-12-17
    Merrimac, MA
    Scottsdale, AZ
  • 2016-04-12 → 2019-02-04
    Merrimac, MA
    Braintree, MA
  • 2004-09-24 → 2016-02-16
    Investors Capital Corp.
    Lynnfield, MA
    Lynnfield, MA
Other Businesses

1. Poplar Hill Homeowners Association. Not investment related. 16 Poplar Hill Circle, Merrimac, MA 01860. Start date: 1/1/2019. Homeowners association. President. 2 hours per month, 0 hrs during trading hours. president of homeowners association. 2. EZ Test Pool Supplies: Not investment Related. 28 Main St, Plaistow NH. Start date: 5/14/2023. Associate: Sales for a seasonal family pool business. 10 hrs/month, 0 hrs/trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-23
S63 Uniform Securities Agent State Law Examination 2001-04-26
  • S66 Uniform Combined State Law Examination
    2004-09-23
  • S63 Uniform Securities Agent State Law Examination
    2001-04-26
Other Names
  • David M Raine

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor