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Phillip John Banazek

Hightower Advisors, LLC

Chicago, IL

Watertown, NY

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-16
NY RA APPROVED 2021-02-11
  • FL RA
    APPROVED
    Since 2025-01-16
  • NY RA
    APPROVED
    Since 2021-02-11

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

151 Clinton St, Watertown, NY 13601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc Watertown NY 11/2010 Present
Hightower Securities, Llc Watertown NY 11/2010 Present
  • 11/2010 → Present
    Hightower Advisors, Llc
    Watertown, NY
  • 11/2010 → Present
    Hightower Securities, Llc
    Watertown, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-05
S65 Uniform Investment Adviser Law Examination 2000-06-19
  • S63 Uniform Securities Agent State Law Examination
    2000-07-05
  • S65 Uniform Investment Adviser Law Examination
    2000-06-19

View on SEC IAPD

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