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Phillip John Banazek

Hightower Advisors, LLC

Chicago, IL

Watertown, NY

CRD 4165858

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-16
NY RA APPROVED 2021-02-11
  • FL RA
    APPROVED
    Since 2025-01-16
  • NY RA
    APPROVED
    Since 2021-02-11

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

151 Clinton St, Watertown, NY 13601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc Watertown NY 11/2010 Present
Hightower Securities, Llc Watertown NY 11/2010 Present
  • 11/2010 → Present
    Hightower Advisors, Llc
    Watertown, NY
  • 11/2010 → Present
    Hightower Securities, Llc
    Watertown, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-05
S65 Uniform Investment Adviser Law Examination 2000-06-19
  • S63 Uniform Securities Agent State Law Examination
    2000-07-05
  • S65 Uniform Investment Adviser Law Examination
    2000-06-19

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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