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Tho Nhu Ngo

Edward Jones

Sherman Oaks, CA

CRD 5872560

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-04
CA RA APPROVED 2011-09-19
  • TX RA
    APPROVED_RES
    Since 2015-03-04
  • CA RA
    APPROVED
    Since 2011-09-19

Branch Locations

5121 Van Nuys Blvd #203A, Sherman Oaks, CA 91403-1496 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 12/2010 Present
Other Businesses

McGhee and T LLC Type of business: Commercial real estate Statesboro, GA Start date: 10/5/2018 Partner Hours per week: 0 Hours during trading: 0 purchased a commercial real estate. Hired a management company to take care of tenants.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-04
  • S66 Uniform Combined State Law Examination
    2011-02-04
Designations
  • Certified Financial Planner
Other Names
  • Tho Nhu Ngo
  • Tho Ngo
  • Tho Nhu Ngo

View on SEC IAPD

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