Best Investors Account Sign in

Anthony Ghassan Raad

LPl Financial LLC

Alexandria, VA

San Diego, CA

Tysons, VA

CRD 5872508

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-07-30
  • VA RA
    APPROVED
    Since 2021-07-30

Branch Locations

1801 N Beauregard St Apt T27, Alexandria, VA 22311 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1775 Tysons Blvd, 5Th Floor, Tysons, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tempo Productions Clarksburg MD 01/2003 Present
Cetera Advisors Llc Denver CO 02/2016 07/2021
Vestar Global Tysons VA 08/2016 Present
Lpl Financial Llc Tysons VA 07/2021 Present
  • 01/2003 → Present
    Tempo Productions
    Clarksburg, MD
  • 02/2016 → 07/2021
    Cetera Advisors Llc
    Denver, CO
  • 08/2016 → Present
    Vestar Global
    Tysons, VA
  • 07/2021 → Present
    Tysons, VA
Previous Registrations
  • 2016-02-12 → 2021-08-02
    Cetera Advisors Llc
    Fort Myers, FL
    Tysons, VA
  • 2014-12-12 → 2016-02-17
    Truist Investment Services, Inc.
    Washington, DC
    Chevy Chase, MD
    Washington, DC
    Bethesda, MD
  • 2011-08-03 → 2014-12-16
    Capital One Financial Advisors Llc
    Melville, NY
    Mclean, VA
Other Businesses

1)7/2021- Non-Variable Insurance- Agent selling Life Insurance, fixed annuities, long term care.- Inv. Related- Mclean, VA -start date 02/2016- 4hrs/mth 2) 7/2021- Vestar Global- DBA for LPL Business (entity for LPL business)- Inv. Related- Mclean, VA- start date 8/11/2016 3) 7/2021- Sahouri Financial Services- DBA for LPL Business (entity for LPL business)- Mclean, VA- start date 5/2019 4) 7/2021- Tempo Productions LLC- Owner/DJ services- non-inv. Related- Clarksburg, MD- start date 1/2003- 4hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-22
  • S66 Uniform Combined State Law Examination
    2011-06-22

View on SEC IAPD

More in Alexandria, VA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor