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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-07-30 |
Branch Locations
1801 N Beauregard St Apt T27, Alexandria, VA 22311 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1775 Tysons Blvd, 5Th Floor, Tysons, VA 22102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tempo Productions | Clarksburg | MD | 01/2003 | Present |
| Cetera Advisors Llc | Denver | CO | 02/2016 | 07/2021 |
| Vestar Global | Tysons | VA | 08/2016 | Present |
| Lpl Financial Llc | Tysons | VA | 07/2021 | Present |
1)7/2021- Non-Variable Insurance- Agent selling Life Insurance, fixed annuities, long term care.- Inv. Related- Mclean, VA -start date 02/2016- 4hrs/mth 2) 7/2021- Vestar Global- DBA for LPL Business (entity for LPL business)- Inv. Related- Mclean, VA- start date 8/11/2016 3) 7/2021- Sahouri Financial Services- DBA for LPL Business (entity for LPL business)- Mclean, VA- start date 5/2019 4) 7/2021- Tempo Productions LLC- Owner/DJ services- non-inv. Related- Clarksburg, MD- start date 1/2003- 4hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-22 |
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