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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2011 | Present |
| Northwestern Mutual Investment Services, Llc | Green Bay | WI | 02/2013 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 33% OWNER, KINGDOM REALTY, 4461 N STAR POINT LN, APPLETON, , WISCONSIN, 54913, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/28/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUYING RENTAL PROPERTIES; INVESTMENT RELATED. 3. MESA CONSULTING, 4461 N STAR POINT LN, APPLETON, , WISCONSIN, 54913, UNITED STATES OF AMERICA, BUSINESS RELATED COACHING, START DATE: 5/2/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PERSONAL DEVELOPMENT COACHING; NON-INVESTMENT RELATED 4. CRESTMONT PROPERTIES, 3188 E FRITZ RD, APPLETON, , WISCONSIN, 54913, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 5/8/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LOOK FOR LAND WITH MY WIFE. INVESTMENT RELATED. 5. EL RETIRO LLC, 3188 E FRITZ RD, APPLETON, , WISCONSIN, 54913, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 5/7/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LOOK FOR LAND WITH MY WIFE. NON-INVESTMENT RELATED. 6. OWNER, DAVID MESA MANAGEMENT LLC, LEGAL ENTITY, START DATE: 7/30/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT RELATED. 7. EQUITY OWNER, LWC USA LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 7/30/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-19 |
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