Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-28
  • WI RA
    APPROVED
    Since 2025-01-28

Branch Locations

301 N Broadway Ste 201, De Pere, WI 54115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2011 Present
Northwestern Mutual Investment Services, Llc Green Bay WI 02/2013 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 02/2011 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2013 → Present
    Green Bay, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 33% OWNER, KINGDOM REALTY, 4461 N STAR POINT LN, APPLETON, , WISCONSIN, 54913, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/28/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUYING RENTAL PROPERTIES; INVESTMENT RELATED. 3. MESA CONSULTING, 4461 N STAR POINT LN, APPLETON, , WISCONSIN, 54913, UNITED STATES OF AMERICA, BUSINESS RELATED COACHING, START DATE: 5/2/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PERSONAL DEVELOPMENT COACHING; NON-INVESTMENT RELATED 4. CRESTMONT PROPERTIES, 3188 E FRITZ RD, APPLETON, , WISCONSIN, 54913, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 5/8/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LOOK FOR LAND WITH MY WIFE. INVESTMENT RELATED. 5. EL RETIRO LLC, 3188 E FRITZ RD, APPLETON, , WISCONSIN, 54913, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 5/7/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LOOK FOR LAND WITH MY WIFE. NON-INVESTMENT RELATED. 6. OWNER, DAVID MESA MANAGEMENT LLC, LEGAL ENTITY, START DATE: 7/30/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT RELATED. 7. EQUITY OWNER, LWC USA LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 7/30/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-02
S63 Uniform Securities Agent State Law Examination 2013-09-19
  • S65 Uniform Investment Adviser Law Examination
    2014-12-02
  • S63 Uniform Securities Agent State Law Examination
    2013-09-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in De Pere, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor