Sarah Diane Rivas

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-07
KS	RA	APPROVED	2025-08-06

TX RA
APPROVED

Since 2026-01-07
KS RA
APPROVED

Since 2025-08-06

Branch Locations

Lawrence, KS • United States

3220 Mesa Way, Ste. A, Lawrence, KS 66049-2344 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Lawrence	KS	05/2024	Present
Edward Jones	Lawrence	KS	12/2009	05/2024

05/2024 → Present

Ameriprise Financial Services, Llc

Lawrence, KS
12/2009 → 05/2024

Edward Jones

Lawrence, KS

Other Businesses

Outside Employment; Zyia Activewear; 1099 Sales Rep; Retail; 4181 Blackjack Oak Dr, , LAWRENCE, KS, 66047; Not Investment-Related; 02/28/2022; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-30

S66 Uniform Combined State Law Examination

2025-07-30

Other Names

Sarah Dillmon

View on SEC IAPD