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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-22 |
| UT | RA | APPROVED | 2024-03-07 |
Branch Locations
1441 West Ute Boulevard Suite 180, Park City, UT 84098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Park City | UT | 07/2011 | Present |
*361598 - Hana Oaka Arabians; Investment related -No; Mapleton, UT; Small boutique horse breeding business; (proprietor, partner, officer, director, employee, trustee, agent); 04/2020; During business hours: 0; After business hours: 2; Breeding and selling horses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-14 |
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