Christopher Michael Lapaglia

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2017-11-30
IL	RA	APPROVED	2015-02-09
TX	RA	APPROVED_RES	2011-11-16

AZ RA
APPROVED

Since 2017-11-30
IL RA
APPROVED

Since 2015-02-09
TX RA
APPROVED_RES

Since 2011-11-16

Branch Locations

2398 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Chicago	IL	10/2015	08/2017
Morgan Stanley	Phoenix	AZ	08/2017	Present

10/2015 → 08/2017

Morgan Stanley

Chicago, IL
08/2017 → Present

Morgan Stanley

Phoenix, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-05
S63	Uniform Securities Agent State Law Examination	2011-11-04

S66 Uniform Combined State Law Examination

2015-02-05
S63 Uniform Securities Agent State Law Examination

2011-11-04

View on SEC IAPD

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