Preston M Neal

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 12/2023
  Fidelity Investments
  Boston, MA
• 01/2024 → Present
  Lpl Financial Llc
  Cambridge, MA

Previous Registrations

• 2012-09-24 → 2014-07-29
  Lpl Financial Llc
  New Rochelle, NY
  Greensboro, NC
• 2012-10-03 → 2014-07-11
  Private Advisor Group, Llc
  New York, NY
  Morristown, NJ

Other Businesses

1) 01/04/2024 - Pinsker Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/01/2024 - 160 Hours per Month/ 8 Hours During Trading 2) 06/11/2024 - New Israel Fund - Non-Inv Related - Cambridge, MA - Non-Profit Board Member - Regional Council Member - Started: 6/10/2024 - 2 Hr/Mo; 0 Hrs During Trading. 3) 06/14/2024 - Pinsker Wealth - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/25/2024 - 160 Hrs/Mo; 8 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2024-01-24