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27777 Franklin Road Suite 700, Southfield, MI 48034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-05 |
| FL | RA | APPROVED | 2023-10-10 |
| AZ | RA | APPROVED | 2022-10-03 |
| NV | RA | APPROVED | 2020-07-06 |
| MO | RA | APPROVED | 2020-06-29 |
| TX | RA | APPROVED | 2015-07-14 |
| MI | RA | APPROVED | 2015-05-04 |
| IL | RA | APPROVED | 2015-04-15 |
| WA | RA | APPROVED | 2015-04-15 |
Branch Locations
27777 Franklin Road Suite 700, Southfield, MI 48034 • United States
115 N. Broadway Street, Lake Orion, MI 48362 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R F Romain And Associates Inc | Romeo | MI | 12/2010 | Present |
| Corecap Advisors, Llc | Southfield | MI | 04/2015 | Present |
| Corecap Investments, Llc | Southfield | MI | 04/2015 | Present |
LICENSED AS AN INDEPENDENT INSURANCE AGENT FOR THE PURPOSE OF SELLING FIXED INSURANCE PRODUCTS; *R F ROMAIN AND ASSOCIATES INC; INV REL; INSURANCE AGENCY; AGENT; START DATE = 12/2010; HRS/MO = 160; TRADING HRS/MO = 140; SELL FIXED LIFE PRODUCTS; *ROMAIN FINANCIAL INC; SAME AS BRANCH; INV REL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-16 |
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