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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-24 |
Branch Locations
1000 Corporate Dr, Suite 700 Radice Iii, Ft Lauderdale, FL 33334-3637 • United States
Fort Lauderdale, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Fort Lauderdale | FL | 08/2012 | Present |
| Mml Investors Services Llc | Fort Lauderdale | FL | 10/2012 | Present |
(1)NAME: NOAH KAHN INV REL: Y ADDR: 1000 CORPORATE DRIVE SUITE 700 FORT LAUDERDALE FL 33334 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 12/27/2021 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, & LTC. (2)NAME: APPEL FINANCIAL INC INV REL: Y ADDR: 748 NE 72ND STREET BOCA RATON FL 33487 NATURE: LIFE SETTLEMENTS/VIATICALS POSITION: AGENT START: 09/11/2019 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0. (3)NAME: TCB MARKETING LLC INV REL: Y ADDR: 1000 CORPORATE DRIVE FORT LAUDERDALE FL 33334 NATURE: LLC USED FOR MARKETING/BUSINESS EXPENSE PURPOSES POSITION: OWNER START: 10/2019 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-08-08 |
| S65 | Uniform Investment Adviser Law Examination | 2022-02-26 |
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