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Michael A Graff

Brookstone Capital Management LLC

Walpole, MA

Wheaton, IL

CRD 5871214

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Employer firm

Brookstone Capital Management LLC CRD 141413

$12.8B regulatory AUM 35 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-02-01
MA RA APPROVED 2019-12-24
  • SC RA
    APPROVED
    Since 2021-02-01
  • MA RA
    APPROVED
    Since 2019-12-24

Branch Locations

1600 Providence Hwy, Walpole, MA 02081 • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foundations Investement Advisors, Llc Scottsdale GA 10/2015 12/2019
Brookstone Capital Managment Wheaton IL 12/2019 Present
Proincome Walpole MA 05/2015 Present
  • 10/2015 → 12/2019
    Foundations Investement Advisors, Llc
    Scottsdale, GA
  • 12/2019 → Present
    Brookstone Capital Managment
    Wheaton, IL
  • 05/2015 → Present
    Proincome
    Walpole, MA
Previous Registrations
Other Businesses

ProIncome; it is investment related; 1600 Providence Hwy, Walpole, MA 02081; Insurance and Annuity planning; Owner and insurance agent; started May 2015; 20 hours per week to Insurance planning: 20 hours per week during market hours; income planning and income protection. Training Wheels Motorcycle School, PO Box 784, East Orleans, MA 02643. Non-investment related. I am not an owner and am considered an independent contractor. This company provided instruction for people wanting to learn proper motorcycle riding skills. I am a certified Rider Coach with the Motorcycle Safety Foundation and work part time approximately 30 hours per month from April-October on weekends only as an instructor and am paid by the hour. I started doing this in 2018.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-01
S63 Uniform Securities Agent State Law Examination 2011-04-05
  • S65 Uniform Investment Adviser Law Examination
    2015-10-01
  • S63 Uniform Securities Agent State Law Examination
    2011-04-05
Other Names
  • Michael Graff

View on SEC IAPD

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