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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-06 |
Branch Locations
Citi Private Bank 531-535 Cowper Street, Palo Alto, CA 94301 • United States
Citi Private Bank 1 Market Plaza, 42Nd Floor, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | Los Gatos | CA | 09/2013 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 09/2016 | 01/2022 |
| Bank Of America, N.A. | Palo Alto | CA | 09/2016 | 01/2022 |
| Citigroup | Palo Alto | CA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-07 |
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