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Dwayne C Johnson

LPl Enterprise, LLC

Westbury, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

265 Post Ave Suite 370, Westbury, NY 11590 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Westbury NY 12/2010 Present
Pruco Securities, Llc. Westbury NY 12/2010 11/2024
Lpl Enterprise, Llc Westbury NY 11/2024 Present
Previous Registrations
  • 2021-06-07 → 2024-11-14
    Pruco Securities, Llc.
    Uniondale, NY
    Forest Hills, NY
    Westbury, NY
    Clementon, NJ
    Uniondale, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-02-11
  • S63 Uniform Securities Agent State Law Examination
    2011-02-11
Other Names
  • Dwayne C Johnson

View on SEC IAPD

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