Kathryn Humecki

Current Employers

Employment History

• 12/2010 → 09/2025
  Avantax Investment Services, Inc.
  Homewood, IL
• 06/2011 → 09/2025
  Avantax Advisory Services
  Homewood, IL
• 09/2015 → 09/2025
  Avantax Insurance Agency, Llc
  Homewood, IL
• 11/2005 → Present
  Kathryn E Humecki & Assoc Ltd
  Olympia Fields, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Homewood, IL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2025 → Present
  Kathryn Humecki & Associates, Llc Dba Kha
  Olympia Fields, IL

Previous Registrations

• 2011-06-14 → 2025-09-05
  Avantax Advisory Services
  Olympia Fields, IL
  Homewood, IL
  Dallas, TX

Other Businesses

1) Kathryn E Humecki & Assoc LTD; 20180 Governor's Highway, Ste. 204, Olympia Fields, IL 60461; Tax Preparation/Accounting~Owner/Sole Proprietor; 11/1/2005~160hrs~150hrs~Accounting and tax preparation services for clients 2) SOCOMCM INC POSITION: Treasurer NATURE: SoCoMCM is non-profit collective that supports the preservation of Chicago Southlands Mid-Century Modern Architecture. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 13 Graymoor Lane, Olympia Fields IL 60461, United States DESCRIPTION: Help plan social and education events for midcentury modern homeowners and enthusiasts. 3) KATHRYN E HUMECKI & ASSOC LTD POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 11/01/2005 ADDRESS: 19900 Governor's Highway, Ste. 101, Olympia Fields IL 60461, United States DESCRIPTION: Accounting and tax preparation services for clients 5) MELCHERT & HUMECKI POSITION: Partner/General Partner NATURE: Tax preparation and accounting. This is a new DBA for a previously approved OBA : Kathryn Humecki & Associates, Ltd INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 04/26/2023 ADDRESS: 19900 Governors Drive, Ste 101, Olympia Fields IL 60461, United States DESCRIPTION: Tax preparation and accounting. This is a new DBA for a previously approved OBA : Kathryn Humecki & Associates, Ltd 6) KATHRYN HUMECKI & ASSOCIATES LLC POSITION: Single Member NATURE: This is the LLC that I will operate financial services through. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 40 START DATE: 05/16/2023 ADDRESS: 19900 Governors Drive, Ste 101, Olympia Fields IL 60461, United States DESCRIPTION: Avantax Advisor Services 7) KATHRYN HUMECKI & ASSOCIATES LTD SPECIAL NEEDS PLANNING POSITION: CFP NATURE: This action is soley to add a DBA my financial planning practice. The DBA adds the words Special Needs Planning to my business name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2024 ADDRESS: 18141 Dixie Hwy, Suite 100, Homewood IL 60430, United States DESCRIPTION: No additional duties . Adding a DBA 8) NAME OF OTHER BUSINESS: KATHRYN HUMECKI & ASSOCIATES, LLC DBA KHA; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2011-02-05

Designations