Morgan Stanton Nix

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-02
AL	RA	APPROVED	2014-11-10

TX RA
APPROVED_RES

Since 2020-01-02
AL RA
APPROVED

Since 2014-11-10

Branch Locations

3600 Springhill Business Park Suite 1000, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Mobile	AL	10/2014	Present

10/2014 → Present

Stifel Nicolaus & Co Inc

Mobile, AL

Previous Registrations

2013-02-13 → 2014-11-11

Raymond James & Associates, Inc.

Mobile, AL
2011-11-24 → 2013-02-13

Morgan Keegan & Company, Llc

Mobile, AL

Birmingham, AL

Other Businesses

1. DAMOJO LLC; 55 HILLSIDE IN MOBILE AL 36608; RENTAL PROPERTY; PARTNER; OVERSEER; AFFILIATION STARTED 09/01/2014; 3 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-11-23
S63	Uniform Securities Agent State Law Examination	2011-09-08

S66 Uniform Combined State Law Examination

2011-11-23
S63 Uniform Securities Agent State Law Examination

2011-09-08

View on SEC IAPD