Ilia Yih Hueih Tsai

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-01-06

CA RA
APPROVED

Since 2012-01-06

Branch Locations

39210 State Street, Fremont, CA 94538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
World Financial Group, Inc.	Fremont	CA	11/2010	Present
Sopheleus Associates & Co	Mountain View	CA	02/2011	Present
Transamerica Financial Advisors, Inc	Fremont	CA	01/2012	Present
Ilia Tsai	San Jose	CA	03/2018	Present

11/2010 → Present

World Financial Group, Inc.

Fremont, CA
02/2011 → Present

Sopheleus Associates & Co

Mountain View, CA
01/2012 → Present

Transamerica Financial Advisors, Inc

Fremont, CA
03/2018 → Present

Ilia Tsai

San Jose, CA

Previous Registrations

2011-11-18 → 2012-01-06

Investment Advisors International, Inc.

Mountain View, CA

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Ilia Tsai/Not Investment Related/3.1.2018/Owner/1068 Lancer Drive, San Jose, CA 95129/Real Estate Rental Property/None; Property is managed by property manager SOPHELEUS ASSOCIATES & CO/NO/833 N SHORELINE BLVD. SUITE B201 MOUNTAIN VIEW CA 9443/CPA PARTNER 02/2011 OFFER ACCOUNTING SERVICES INCLUDING CORPORATE FINANCIAL PLANNING ASSURANCE TAX STRATEGY PLANNING AND PROVIDE FOUNDATION SET UP AND OTHERS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-09-06
S63	Uniform Securities Agent State Law Examination	2010-12-10

S65 Uniform Investment Adviser Law Examination

2011-09-06
S63 Uniform Securities Agent State Law Examination

2010-12-10

View on SEC IAPD