Griffin Scott Luke

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 01/2017
  John Hancock Funds, Llc
  Boston, MA
• 01/2017 → 06/2019
  S&P Investment Advisory Services
  Los Angeles, CA
• 07/2019 → 01/2020
  Goldman Sachs & Co Llc
  New York, NY
• 06/2020 → 02/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 01/2020 → 06/2020
  Unemployed
  Venice, CA
• 08/2020 → 02/2024
  Bank Of America N.A.
  Boston, MA
• 07/2025 → Present
  Mml Investors Services, Llc
  Boston, MA
• 07/2025 → Present
  Massmutual Life Insurance Company
  Boston, MA
• 02/2024 → 07/2025
  Unemployed
  Milton, MA

Previous Registrations

• 2020-07-30 → 2024-02-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2020-07-28
• S63 Uniform Securities Agent State Law Examination
  2019-07-22