Clayton Stuart Sowder

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-04-09

CA RA
APPROVED

Since 2026-04-09

Branch Locations

Brentwood, CA • United States

3478 Buskirk Ave Suite 270, Pleasant Hill, CA 94523 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Retirement Wealth & Tax Advisors	Pleasant Hill	CA	11/2010	Present
Cetera Advisors	St Cloud	MN	03/2024	Present
Cetera Advisors	St Cloud	MN	11/2010	03/2024
Cetera Investment Advisors	Schaumburg	IL	04/2026	Present

11/2010 → Present

Retirement Wealth & Tax Advisors

Pleasant Hill, CA
03/2024 → Present

Cetera Advisors

St Cloud, MN
11/2010 → 03/2024

Cetera Advisors

St Cloud, MN
04/2026 → Present

Cetera Investment Advisors

Schaumburg, IL

Other Businesses

1.NAME OF OTHER BUSINESS: RETIREMENT WEALTH & TAX ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2010, , POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-09

S66 Uniform Combined State Law Examination

2026-03-09

View on SEC IAPD