Douglas Robert Famous

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2023-01-17
TX	RA	APPROVED	2013-09-09
AZ	RA	APPROVED	2013-08-12

VT RA
APPROVED

Since 2023-01-17
TX RA
APPROVED

Since 2013-09-09
AZ RA
APPROVED

Since 2013-08-12

Branch Locations

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Scottsdale	AZ	02/2011	Present
New York Life Insurance Company	Scottsdale	AZ	12/2010	Present
Eagle Strategies Llc	Scottsdale	AZ	08/2013	Present
Famous Financial And Insurance Solutions, Llc	Scottsdale	AZ	04/2021	Present

02/2011 → Present

Nylife Securities Llc

Scottsdale, AZ
12/2010 → Present

New York Life Insurance Company

Scottsdale, AZ
08/2013 → Present

Eagle Strategies Llc

Scottsdale, AZ
04/2021 → Present

Famous Financial And Insurance Solutions, Llc

Scottsdale, AZ

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; 14850 N. SCOTTSDALE ROAD, SUITE 400 SCOTTSDALE, AZ 85254; START DATE 05/2014; ROLE/TITLE: INSURANCE BROKER; 2 HOURS PER MONTH; 1 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF FAMOUS FINANCIAL AND INSURANCE SOLUTIONS, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SCOTTSDALE, AZ; START DATE: 04/2021]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-08-03
S63	Uniform Securities Agent State Law Examination	2011-02-15

S65 Uniform Investment Adviser Law Examination

2013-08-03
S63 Uniform Securities Agent State Law Examination

2011-02-15

Other Names

Douglas R Famous

View on SEC IAPD