Randall Warren Harris

Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-12-15
UT	RA	APPROVED	2015-12-15

TX RA
APPROVED_RES

Since 2015-12-15
UT RA
APPROVED

Since 2015-12-15

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

2307 N Hill Field Rd Suite 104, Layton, UT 84041 • United States

Logan, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Command Financial Planning, Inc.	Fort Worth	TX	04/2011	Present
First Command Financial Services, Inc.	Fort Worth	TX	04/2011	Present
Key Mortgage	Salt Lake City	UT	09/2007	10/2025
First Command Advisory Services	Fort Worth	TX	12/2015	Present
Summit Lending Llc	Tremonton	UT	10/2025	Present

04/2011 → Present

First Command Financial Planning, Inc.

Fort Worth, TX
04/2011 → Present

First Command Financial Services, Inc.

Fort Worth, TX
09/2007 → 10/2025

Key Mortgage

Salt Lake City, UT
12/2015 → Present

First Command Advisory Services

Fort Worth, TX
10/2025 → Present

Summit Lending Llc

Tremonton, UT

Other Businesses

(1) Name of the other business: Summit Lending LLC Whether the business is investment-related: No Address of the other business: 305 East Main Street Suite 202, Tremonton, UT 84337 Nature of the other business: Real Estate/Rental Property Your position, title, or relationship with the other business: Mortgage Loan Officer The start date of your relationship: Oct 21, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I am a mortgage loan officer. I originate mortgage loans on a referral basis only. (2) Name of the other business: Legacy Marketing and Investments LLC Whether the business is investment-related: No Address of the other business: 1538 Braxton Place Logan UT 84321 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: 10/30/12 The approximate number of hours/month you devote to the other business: 1 - 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I run my business income through this S-Corp for tax reporting purposes. It does not do business, only used for tax filing.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-06-23
S63	Uniform Securities Agent State Law Examination	2011-02-21

S65 Uniform Investment Adviser Law Examination

2011-06-23
S63 Uniform Securities Agent State Law Examination

2011-02-21

View on SEC IAPD