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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-29 |
| CA | RA | APPROVED | 2022-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Roseville | CA | 02/2012 | 10/2022 |
| Wells Fargo Advisors Llc | Roseville | CA | 02/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 11/2016 | 10/2022 |
| Tri Counties Bank | Roseville | CA | 10/2022 | Present |
| Raymond James Financial Services, Inc. | Roseville | CA | 10/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Roseville | CA | 10/2022 | Present |
| Tri Counties Advisors | Roseville | CA | 10/2022 | Present |
1) Name of Business: Address: 2795 East Bidwell Suite 100, Folsom, CA, 95630, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/18/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Renting out my personal vehicles using Turo Platform. (2) Name of Business: Tri Counties Advisors Address: 3700 Douglas Blvd, Roseville, CA, 95661-3863, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 10/23/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-17 |
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