Inactive

Brian J Connelly

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Current Employers

Envestnet Pmc

1000 Chesterbrook Boulevard , Suite 250, Berwyn, PA 19312 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-05-24
PA	RA	APPROVED	2023-05-24

IL RA
APPROVED

Since 2023-05-24
PA RA
APPROVED

Since 2023-05-24

Branch Locations

1000 Chesterbrook Blvd #250, Berwyn, PA 19312 • United States

1000 Chesterbrook Boulevard , Suite 250, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Mt. Laurel	NJ	07/2013	03/2017
Blackrock Investments Llc	Princeton	NJ	03/2017	10/2021
Blackrock	Princeton	NJ	03/2017	10/2021
Envestnet Pmc	Chicago	IL	10/2021	Present

07/2013 → 03/2017

Ubs Financial Services Inc

Mt. Laurel, NJ
03/2017 → 10/2021

Blackrock Investments Llc

Princeton, NJ
03/2017 → 10/2021

Blackrock

Princeton, NJ
10/2021 → Present

Envestnet Pmc

Chicago, IL

Previous Registrations

2017-03-27 → 2021-08-30

Blackrock Investment Management, Llc

Princeton, NJ
2013-08-01 → 2017-03-28

Ubs Financial Services Inc.

Mt. Laurel, NJ
2011-07-22 → 2013-07-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Pennington, NJ

Pennington, NJ

Princeton, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-21

S66 Uniform Combined State Law Examination

2011-07-21

Designations

Other Names

Brian Joseph Connelly
Brian J Connelly

View on SEC IAPD

Other Firms

ELLIS INVESTMENT PARTNERS, LLC

GREAT VALLEY ADVISOR GROUP, LLC

CREATIVE PLANNING

TRINITY WEALTH MANAGEMENT, LLC

PRINCIPAL SECURITIES, INC.

CARNEGIE WEALTH MANAGEMENT, LLC

ARKADIOS WEALTH ADVISORS

Other Investors

Nicholas Woo-Hsiung Sun

JENNIFER ANN GARRETT

CHRISTIAN GRUDE

DAVID YU-WEN SUN

SAMUEL MARCELINO CARPIN

DEREK ALLEN LEMKE

JONATHAN D SMITH

ROSS BRIAN MULDOON

Other Offices

ELLIS INVESTMENT PARTNERS, LLC · BERWYN, PA

GREAT VALLEY ADVISOR GROUP, LLC · Berwyn, PA

GREAT VALLEY ADVISOR GROUP, LLC · Berwyn, PA

CREATIVE PLANNING · Berwyn, PA

CREATIVE PLANNING · Berwyn, PA

CREATIVE PLANNING · Berwyn, PA

TRINITY WEALTH MANAGEMENT, LLC · BERWYN, PA

MORGAN STANLEY · Berwyn, PA

More in Berwyn, PA

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