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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-08 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
77 W Wacker Drive Suite 4500, Chicago, IL 60601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Par Consulting | Winnetka | IL | 09/2005 | 03/2018 |
| Highpoint Advisor Group, Llc (Dba: Stonebridge Wealth Advisors) | Chicago | IL | 12/2012 | Present |
| Lpl Financial, Llc | Chicago | IL | 12/2013 | Present |
(1) 12/24/2013: Stonebridge Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 08/08/2014: HighPoint Advisor Group, LLC - Registered Investment Advisor Hybrid - Investment Related - 980 N. Michigan Ave., Suite 1245, Chicago, IL 60611 - Start 07/15/2014 - 80 Hr/Mo; 40 Hour(s) During Securities Trading - IAR (3) 08/08/2014: HighPoint Advisor Group, LLC - Registered Investment Advisor DBA - DBA: Stonebridge Wealth Advisors - Investment Related - 980 N. Michigan Ave., Suite 1245, Chicago, IL 60611 - Start 07/15/2014 - 80 Hr/Mo; 40 Hour(s) During Securities Trading - IAR (4) 10/30/2014: Leaders Partners, Inc. - Non-Variable Insurance - Investment Related - 980 N. Michigan Ave., Suite 1245, Chicago, IL 60611 - Start 10/22/2014 - 2 Hr/Mo; 2 Hour(s) During Securities Trading - Agent selling life, disability, LTC, and fixed annuities. (5) 8/2/2017: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 07/24/2017 - 2 Hours Per Month During Securities Trading - Disability insurance - Contracting direct with Principal Insurance. (6) 07/29/2024 - Stonebridge Wealth Advisors Holding Company, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-23 |
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