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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-12-08
  • IL RA
    APPROVED
    Since 2021-12-08

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

77 W Wacker Drive Suite 4500, Chicago, IL 60601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Par Consulting Winnetka IL 09/2005 03/2018
Highpoint Advisor Group, Llc (Dba: Stonebridge Wealth Advisors) Chicago IL 12/2012 Present
Lpl Financial, Llc Chicago IL 12/2013 Present
  • 09/2005 → 03/2018
    Par Consulting
    Winnetka, IL
  • 12/2012 → Present
    Highpoint Advisor Group, Llc (Dba: Stonebridge Wealth Advisors)
    Chicago, IL
  • 12/2013 → Present
    Lpl Financial, Llc
    Chicago, IL
Previous Registrations
  • 2012-12-18 → 2021-12-31
    Highpoint Planning Partners
    Chicago, IL
  • 2011-06-17 → 2012-12-21
    Winnetka, IL
    Deerfield, IL
    Deerfield, IL
Other Businesses

(1) 12/24/2013: Stonebridge Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 08/08/2014: HighPoint Advisor Group, LLC - Registered Investment Advisor Hybrid - Investment Related - 980 N. Michigan Ave., Suite 1245, Chicago, IL 60611 - Start 07/15/2014 - 80 Hr/Mo; 40 Hour(s) During Securities Trading - IAR (3) 08/08/2014: HighPoint Advisor Group, LLC - Registered Investment Advisor DBA - DBA: Stonebridge Wealth Advisors - Investment Related - 980 N. Michigan Ave., Suite 1245, Chicago, IL 60611 - Start 07/15/2014 - 80 Hr/Mo; 40 Hour(s) During Securities Trading - IAR (4) 10/30/2014: Leaders Partners, Inc. - Non-Variable Insurance - Investment Related - 980 N. Michigan Ave., Suite 1245, Chicago, IL 60611 - Start 10/22/2014 - 2 Hr/Mo; 2 Hour(s) During Securities Trading - Agent selling life, disability, LTC, and fixed annuities. (5) 8/2/2017: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 07/24/2017 - 2 Hours Per Month During Securities Trading - Disability insurance - Contracting direct with Principal Insurance. (6) 07/29/2024 - Stonebridge Wealth Advisors Holding Company, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-23
  • S66 Uniform Combined State Law Examination
    2011-03-23
Designations
Other Names
  • Leslie Jaye Alexander
  • Leslie North

View on SEC IAPD

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