Carolyn Parsons

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-11-10
CO	RA	APPROVED	2011-04-07

TX RA
APPROVED

Since 2011-11-10
CO RA
APPROVED

Since 2011-04-07

Branch Locations

Englewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	02/2011	06/2020
Equitable Advisors, Llc	New York	NY	02/2011	Present

02/2011 → 06/2020

Axa Advisors, Llc

New York, NY
02/2011 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. KENNETH C. PARSONS, MD, PA MEDICAL CONSULTING; BUSINESS MANAGER/ BOOKEEPER; START DATE 7/1/1993; 5 HRS PER MTH. 2. FOCAL POINT MINISTRIES; ENGLEWOOD, CO; CHRISTIAN MINISTRY FOCUSED ON HEALTHCARE PROFESSIONALS; BOARD MEMBER/TREASURER; START DATE 7/1/2008; 1 HR PER MTH. 3. ASHAR GROUP, JASON MENDLESOHN; 1800 PEMBROKE DR, STE 240, ORLANDO, FL 32801; AGENT; LIFE SETTLEMENT; START DATE 12/28/2020; APPROX. 3 HRS PER MONTH. 4. FAMILY MEMBER DURABLE AND MEDICAL POAS; 7/31/2020. 5. FOCAL POINT SOLUTIONS, LLC; 6367 S JAMAICA CT, ENGLEWOOD, CO 80111; SINGLE MEMBER LLC/DBA FOR 401K; START DATE 08/01/2008; 0 HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-04-06

S66 Uniform Combined State Law Examination

2011-04-06

Other Names

Carolyn Anne Ward

View on SEC IAPD