Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jordan Kerner | Westport | CT | 08/2015 | 06/2019 |
| Miklos Gudricza | Westport | CT | 08/2015 | 06/2019 |
| Andre Aflalo | Westport | CT | 08/2015 | 07/2021 |
| Waddell & Reed, Inc | Norwalk | CT | 02/2016 | 07/2021 |
| Various Insurance Carriers With W&R Insurance Agencies | Stamford | CT | 06/2016 | 07/2021 |
| Andre Aflalo Llc | Norwalk | CT | 03/2020 | 07/2021 |
| Lpl Financial Llc | Norwalk | CT | 07/2021 | Present |
1. 07/2021/MICHAEL COCO/LN/Investment Related/0 HRS/MO/Central East, CT 2. 10/12/2022 - East Avenue Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/01/2022 - 200 Hours Per Month/120 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-17 |
Reach out to this advisor