Inactive

Thomas Ray Hamilton

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Current Employers

Hobart Wealth

7733 Ballantyne Commons Parkway Suite 101, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2019-02-05

NC RA
APPROVED

Since 2019-02-05

Branch Locations

7733 Ballantyne Commons Parkway Suite 101, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scottrade	Cary	NC	09/2014	05/2017
Pnc Investments	Charlotte	NC	05/2017	08/2018
Hobart Private Capital	Charlotte	NC	08/2018	Present

09/2014 → 05/2017

Scottrade

Cary, NC
05/2017 → 08/2018

Pnc Investments

Charlotte, NC
08/2018 → Present

Hobart Private Capital

Charlotte, NC

Previous Registrations

2017-05-23 → 2018-08-17

Pnc Wealth Management Llc

Charlotte, NC
2016-09-15 → 2017-05-08

Scottrade Investment Management

Saint Louis, MO
2013-01-30 → 2014-10-06

Allstate Financial Advisors, Llc

Siler City, NC
2012-07-23 → 2012-08-01

Edward Jones

St Louis, MO
2012-07-09 → 2012-07-10

Edward Jones

St Louis, MO
2011-04-05 → 2012-05-17

Ameriprise Financial Services, Llc

Chapel Hill, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-03-31

S66 Uniform Combined State Law Examination

2011-03-31

View on SEC IAPD

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