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Salvatore Esposito

Zacks Investment Management, Inc.

Chicago, IL

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Current Employers
Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-25
  • NJ RA
    APPROVED
    Since 2022-03-25

Branch Locations

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Jersey City NJ 11/2010 02/2022
Zacks Investment Management Chciago IL 03/2022 Present
Lbmz Securities, Inc. Chicago IL 03/2022 Present
  • 11/2010 → 02/2022
    Ubs Financial Services Inc.
    Jersey City, NJ
  • 03/2022 → Present
    Zacks Investment Management
    Chciago, IL
  • 03/2022 → Present
    Lbmz Securities, Inc.
    Chicago, IL
Previous Registrations
  • 2016-11-03 → 2022-03-15
    Ubs Financial Services Inc.
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-02
  • S66 Uniform Combined State Law Examination
    2016-11-02

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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