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Susanne P Robinson

Wells Fargo Clearing Services, LLC

Newport News, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-07
VA RA APPROVED 2024-02-07
  • TX RA
    APPROVED
    Since 2024-02-07
  • VA RA
    APPROVED
    Since 2024-02-07

Branch Locations

11817 Canon Blvd Ste 100, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport News VA 09/2010 10/2018
Bank Of America, N.A. Newport News VA 10/2013 10/2018
Morgan Stanley Newport News VA 10/2018 02/2024
Wells Fargo Clearing Services, Llc Newport News VA 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-20
S63 Uniform Securities Agent State Law Examination 2012-11-03
  • S66 Uniform Combined State Law Examination
    2013-05-20
  • S63 Uniform Securities Agent State Law Examination
    2012-11-03
Other Names
  • Susanne Pierce Robinson

View on SEC IAPD

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MORGAN STANLEY · Newport News, VA
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OCTOBER EFFECT LTD. · Newport News, VA
INTERACTIVE FINANCIAL ADVISORS · Newport News, VA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEWPORT NEW, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newport News, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NEWPORT NEWS, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newport News, VA

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