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Michael Noel Gray

Charles Schwab & Co., Inc.

San Francisco, CA

Erie, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-07-28
  • CO RA
    APPROVED
    Since 2016-07-28

Branch Locations

425 Market Street Floor 17, San Francisco, CA 94105 • United States

Erie, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Erie CO 11/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-21
S63 Uniform Securities Agent State Law Examination 2011-04-11
  • S66 Uniform Combined State Law Examination
    2014-01-21
  • S63 Uniform Securities Agent State Law Examination
    2011-04-11

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
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