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Inactive

Vivien Johnson

Pathstone

Englewood, NJ

Winter Park, FL

CRD 5868570

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Employer firm

Pathstone CRD 151736

$110B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Pathstone

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-15
  • FL RA
    APPROVED
    Since 2022-06-15

Branch Locations

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

145 Lincoln Avenue Ste. A, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seaside National Bank And Trust Orlando FL 01/2014 09/2016
Morgan Stanley Winter Park FL 09/2016 06/2019
Water Oak Advisors Winter Park FL 07/2019 10/2020
Eaton Vance Wateroak Advisors Winter Park FL 10/2020 05/2022
Pathstone Winter Park FL 05/2022 Present
  • 01/2014 → 09/2016
    Seaside National Bank And Trust
    Orlando, FL
  • 09/2016 → 06/2019
    Morgan Stanley
    Winter Park, FL
  • 07/2019 → 10/2020
    Water Oak Advisors
    Winter Park, FL
  • 10/2020 → 05/2022
    Eaton Vance Wateroak Advisors
    Winter Park, FL
  • 05/2022 → Present
    Pathstone
    Winter Park, FL
Previous Registrations
  • 2020-12-08 → 2022-05-24
    Eaton Vance Wateroak Advisors
    Boston, MA
    Winter Park, FL
  • 2019-07-17 → 2020-12-11
    Water Oak Advisors, Llc
    Winter Park, FL
  • 2016-12-22 → 2019-06-20
    Morgan Stanley
    Winter Park, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-21
  • S66 Uniform Combined State Law Examination
    2016-12-21
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst
Other Names
  • Vivien Toth

View on SEC IAPD

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