Thomas W Plemmons

Employer firm

Creativeone Securities, LLC CRD 152974

$2.54B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Owens Insurance
  Greer, SC
• 08/2016 → Present
  Upstate Wealth Management
  Greer, SC

Previous Registrations

• 2013-07-12 → 2014-10-08
  Transamerica Financial Advisors, Llc
  Cedar Rapids, IA
  Spartanburg, SC
• 2011-02-10 → 2011-08-19
  Morgan Stanley
  Spartanburg, SC

Other Businesses

1) OWNER OF RENTAL PROPERTIES, NOT INVESTMENT RELATED, 910 SHIP WRECK PLACE, INMAN SC, MANAGE PROPERTIES, START 6/2006, 1 HR/MO, 0 HRS 2) Owens Insurance, Investment related, 408 West Poinsett Street, Greer SC 29650, Vice President of financial Services, sale of Life insurance, disability, Long Term Care Insurance, annuities. start date 10/2014 160Hrs/Month, 160 hours/Month. 3)Greater Inman Chamber of Commerce, Board Member. Not Investment related, Promote the city of Inman, start date Sept 2015, 4 hours per Month, 0 hours per Month.

Exams

• S66 Uniform Combined State Law Examination
  2011-02-04