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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities, Llc | Dublin | OH | 04/2011 | Present |
| New York Life | Dublin | OH | 11/2010 | Present |
| Baker Financial Services, Llc D.B.A. Baker Financial Group | Upper Sandusky | OH | 02/2016 | Present |
| Eagle Strategies Llc | Upper Sandusky | OH | 04/2025 | Present |
[RENTAL PROPERTY; RENTAL PROPERTY IN DOWNTOWN UPPER SANDUSKY, OHIO; 100 SOUTH SANDUSKY AVE. UPPER SANDUSKY, OHIO 43351; START DATE 05/2014; ROLE/TITLE: PARTNER; NOT INVESTMENT RELATED; 5 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; P O BOX 2453 , HARRISBURG, PA 17105; START DATE 06/2015; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 2 HOURS PER MONTH; 2 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [ASH BROKERAGE; ASH BROKERAGE PROVIDES MULTIPLE CARRIERS TO CONSIDER FOR LIFE INSURANCE COVERAGE AND LONG TERM CARE.; FORT WAYNE, INDIANA; START DATE 05/2014; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Rain and Hail Insurance LLC; crop insurance coverage to farmers. Insurance provides indemnity for losses caused by weather; 13830 county hwy 60, upper sandusky, ohio 43351; Start Date 03/2010; Role/Title: agent; Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF BAKER FINANCIAL SERVICES, LLC D.B.A. BAKER FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; UPPER SANDUSKY, OH; START DATE: 02/2016] [United Way of Wyandot County - Ohio - Advisory Council; help to plan community awareness for United Way and act as liaison to the community for local United Way organization; P O Box 152, Upper Sandusky, Ohio 43351; Start Date 01/2020; Role/Title: Volunteer; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; I am a volunteer member, discuss ideas to help promote awareness]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2024-01-11 |
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