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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-04-02
  • OH RA
    APPROVED
    Since 2025-04-02

Branch Locations

117 W Wyandot, Upper Sandusky, OH 43351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc Dublin OH 04/2011 Present
New York Life Dublin OH 11/2010 Present
Baker Financial Services, Llc D.B.A. Baker Financial Group Upper Sandusky OH 02/2016 Present
Eagle Strategies Llc Upper Sandusky OH 04/2025 Present
  • 04/2011 → Present
    Nylife Securities, Llc
    Dublin, OH
  • 11/2010 → Present
    New York Life
    Dublin, OH
  • 02/2016 → Present
    Baker Financial Services, Llc D.B.A. Baker Financial Group
    Upper Sandusky, OH
  • 04/2025 → Present
    Upper Sandusky, OH
Other Businesses

[RENTAL PROPERTY; RENTAL PROPERTY IN DOWNTOWN UPPER SANDUSKY, OHIO; 100 SOUTH SANDUSKY AVE. UPPER SANDUSKY, OHIO 43351; START DATE 05/2014; ROLE/TITLE: PARTNER; NOT INVESTMENT RELATED; 5 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; P O BOX 2453 , HARRISBURG, PA 17105; START DATE 06/2015; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 2 HOURS PER MONTH; 2 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [ASH BROKERAGE; ASH BROKERAGE PROVIDES MULTIPLE CARRIERS TO CONSIDER FOR LIFE INSURANCE COVERAGE AND LONG TERM CARE.; FORT WAYNE, INDIANA; START DATE 05/2014; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Rain and Hail Insurance LLC; crop insurance coverage to farmers. Insurance provides indemnity for losses caused by weather; 13830 county hwy 60, upper sandusky, ohio 43351; Start Date 03/2010; Role/Title: agent; Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF BAKER FINANCIAL SERVICES, LLC D.B.A. BAKER FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; UPPER SANDUSKY, OH; START DATE: 02/2016] [United Way of Wyandot County - Ohio - Advisory Council; help to plan community awareness for United Way and act as liaison to the community for local United Way organization; P O Box 152, Upper Sandusky, Ohio 43351; Start Date 01/2020; Role/Title: Volunteer; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; I am a volunteer member, discuss ideas to help promote awareness]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-31
S63 Uniform Securities Agent State Law Examination 2024-01-11
  • S65 Uniform Investment Adviser Law Examination
    2025-03-31
  • S63 Uniform Securities Agent State Law Examination
    2024-01-11

View on SEC IAPD

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