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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-03 |
| TX | RA | APPROVED | 2025-07-03 |
Branch Locations
470 Nevada St Ste 200, Auburn, CA 95603-3752 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2018 | 07/2025 |
| Ewomen Network | Dallas | TX | 09/2016 | 09/2018 |
| Women Wealth Mastery | Colfax | CA | 01/2015 | 05/2018 |
| Ameriprise Financial Services, Llc | Auburn | CA | 07/2025 | Present |
Business Ownership; Laughlin Designs; Owner; Consulting; 1267 Coon Ct, , Cool, CA, 95614; Not Investment-Related; 01/01/2017; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Book sales; I occasionally earn royalties from sales of my books on Amazon/Kindle. I had a paperback book published in 2017 on the Kindle site. Book title is : "Finding Your Treasure--A Woman's Guide to Money". This is a confidence building book for women, financial in nature but there is no specific investment advice given, just concepts, quotations. I do not plan on writing any additional books on this subject.; 1267 Coon Ct, , Cool, CA, 95614; Not Investment-Related; 03/15/2018; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-19 |
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