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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Management Investment Distributors Inc | Boston | MA | 09/2016 | 12/2023 |
| Central Buick Gmc | Norwood | MA | 08/2016 | 09/2016 |
| Whisky Saigon | Boston | MA | 05/2016 | 01/2018 |
| Columbia Management Investment Advisers, Llc | Boston | MA | 09/2016 | 12/2023 |
| Nuveen Securities, Llc | Wildwood | MO | 02/2024 | Present |
| Nuveen Asset Management Llc | Chicago | IL | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-04 |
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