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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2005-03-10 |
Branch Locations
1450 American Lane 6Th Floor, Suite #650, Schaumburg, IL 60173 • United States
Highland Park, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2005 | Present |
| Cetera Investment Advisers Llc | St Cloud | MN | 01/2014 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2015 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2015 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 01/2015 | Present |
| First Allied Securities, Inc. | San Diego | CA | 01/2015 | 09/2022 |
| Investors Capital Corp | Lynnfield | MA | 01/2015 | Present |
| Legend Equities Corporation | Palm Beach Gardens | FL | 01/2015 | Present |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 01/2015 | Present |
| J.P. Turner & Company, L.L.C. | Atlanta | GA | 01/2015 | Present |
| Vsr Financial Services, Inc. | Overland Park | KS | 09/2015 | Present |
| Girard Securities, Inc. | San Diego | CA | 09/2015 | 11/2017 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-06-25 |
| S65 | Uniform Investment Adviser Law Examination | 2001-12-28 |
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