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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-01-21
TX RA APPROVED_RES 2017-03-30
MD RA APPROVED 2009-03-13
  • NV RA
    APPROVED
    Since 2026-01-21
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • MD RA
    APPROVED
    Since 2009-03-13

Branch Locations

Las Vegas, NV • United States

1201 Wills Street Suite 230, Baltimore, MD 21231-3805 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Baltimore MD 03/2009 Present
  • 03/2009 → Present
    Rbc Capital Markets Corporation
    Baltimore, MD
Previous Registrations
  • 2002-02-04 → 2009-03-13
    Ferris, Baker Watts, Llc
    Baltimore, MD
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-16
S63 Uniform Securities Agent State Law Examination 2000-05-22
  • S65 Uniform Investment Adviser Law Examination
    2002-01-16
  • S63 Uniform Securities Agent State Law Examination
    2000-05-22

View on SEC IAPD

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