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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
404 E Gibson St, Suite 2D, Covington, LA 70433 • United States
Mandeville, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mandeville | LA | 03/2015 | 12/2020 |
| Bank Of America, N.A. | Mandeville | LA | 09/2015 | 12/2020 |
| Cetera Advisors Llc | St Cloud | MN | 12/2020 | Present |
| Texada Wealth Management | Covington | LA | 12/2020 | Present |
| Arbor Lending Group Llc | Covington | LA | 04/2021 | 12/2021 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
| Texada Energy, Llc | Maneville | LA | 04/2024 | Present |
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 11/2020, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 2. TEXADA WEALTH MANAGEMENT, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 12/2020, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICE; 3. NAME OF OTHER BUSINESS: PARTNERS IN GIVING CHARITY ; INVESTMENT RELATED: NO; ADDRESS: 532 EAST BOSTON ST COVINGTON, LA 70433; NATURE OF BUSINESS: CHARITY GOLF TOURNAMENT ; START DATE: 4/2018 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: WORK TO RAISE AWARENESS, RAISE FUNDS AND ORGANIZE ANNUAL GOLF TOURNAMENT ; 4. NAME OF OTHER BUSINESS: TEXADA ENERGY, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: LLC, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: LLC TO RECEIVE ROYALTIES FROM EXTRACTING OIL AND GAS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-10 |
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